Jamie Tanis Gladue Appellant
v.
Her Majesty The Queen Respondent
and
The Attorney General of Canada, the Attorney
General for Alberta and Aboriginal Legal
Services of Toronto Inc. Interveners
Indexed as: R. v. Gladue
File No.: 26300.
1998: December 10; 1999: April 23.
Present: Lamer C.J. and L'Heureux-Dubé, Gonthier, Cory, Iacobucci,
Bastarache and Binnie JJ.
ON APPEAL FROM THE COURT OF APPEAL FOR BRITISH COLUMBIA
Criminal law -- Sentencing -- Aboriginal offenders --
Accused sentenced to three years' imprisonment after pleading guilty to manslaughter -- No
special consideration given by sentencing judge to accused's aboriginal background --
Principles governing application of s. 718.2(e) of Criminal Code -- Class of
aboriginal people coming within scope of provision -- Criminal Code, R.S.C., 1985,
c. C-46, s. 718.2(e).
The accused, an aboriginal woman, pled guilty to
manslaughter for the killing of her common law husband and was sentenced to three years'
imprisonment. On the night of the incident, the accused was celebrating her 19th birthday
and drank beer with some friends and family members, including the victim. She suspected
the victim was having an affair with her older sister and, when her sister left the party,
followed by the victim, the accused told her friend, "He's going to get it. He's
really going to get it this time". She later found the victim and her sister coming
down the stairs together in her sister's home. She believed that they had been engaged in
sexual activity. When the accused and the victim returned to their townhouse, they started
to quarrel. During the argument, the accused confronted the victim with his infidelity and
he told her that she was fat and ugly and not as good as the others. A few minutes later,
the victim fled their home. The accused ran toward him with a large knife and stabbed him
in the chest. When returning to her home, she was heard saying "I got you. I got you
. . . bastard". There was also evidence indicating that she had stabbed the
victim on the arm before he left the townhouse. At the time of the stabbing, the accused
had a blood-alcohol content of between 155 and 165 milligrams of alcohol in 100
millilitres of blood.
At the sentencing hearing, the judge took into account
several mitigating factors. The accused was a young mother and, apart from an impaired
driving conviction, she had no criminal record. Her family was supportive and, while on
bail, she had attended alcohol abuse counselling and upgraded her education. The accused
was provoked by the victim's insulting behaviour and remarks. At the time of the offence,
the accused had a hyperthyroid condition which caused her to overreact to emotional
situations. She showed some signs of remorse and entered a plea of guilty. The sentencing
judge also identified several aggravating circumstances. The accused stabbed the deceased
twice, the second time after he had fled in an attempt to escape. From the remarks she
made before and after the stabbing it was clear that the accused intended to harm the
victim. Further, she was not afraid of the victim; she was the aggressor. The judge
considered that the principles of denunciation and general deterrence must play a role in
the present circumstances even though specific deterrence was not required. He also
indicated that the sentence should take into account the need to rehabilitate the accused.
The judge decided that a suspended sentence or a conditional sentence of imprisonment was
not appropriate in this case. He noted that there were no special circumstances arising
from the aboriginal status of the accused and the victim that he should take into
consideration. Both were living in an urban area off-reserve and not "within the
aboriginal community as such". The sentencing judge concluded that the offence was a
very serious one, for which the appropriate sentence was three years' imprisonment. The
majority of the Court of Appeal dismissed the accused's appeal of her sentence.
Held: The appeal should be dismissed.
The considerations which should be taken into account by
a judge sentencing an aboriginal offender have been summarized at para. 93 of the reasons
for judgment. The following is a reflection of that summary.
Part XXIII of the Criminal Code codifies the
fundamental purpose and principles of sentencing and the factors that should be considered
by a judge in striving to determine a sentence that is fit for the offender and the
offence. In that Part, s. 718.2(e) mandatorily requires sentencing judges to
consider all available sanctions other than imprisonment and to pay particular attention
to the circumstances of aboriginal offenders. The provision is not simply a codification
of existing jurisprudence. It is remedial in nature and is designed to ameliorate the
serious problem of overrepresentation of aboriginal people in prisons, and to encourage
sentencing judges to have recourse to a restorative approach to sentencing. There is a
judicial duty to give the provision's remedial purpose real force. Section 718.2(e)
must be read in the context of the rest of the factors referred to in that section and in
light of all of Part XXIII. In determining a fit sentence, all principles and factors
set out in that Part must be taken into consideration. Attention should be paid to the
fact that Part XXIII, through certain provisions, has placed a new emphasis upon
decreasing the use of incarceration.
Sentencing is an individual process and in each case the
consideration must continue to be what is a fit sentence for this accused for this offence
in this community. The effect of s. 718.2(e), however, is to alter the method
of analysis which sentencing judges must use in determining a fit sentence for aboriginal
offenders. Section 718.2(e) directs judges to undertake the sentencing of such
offenders individually, but also differently, because the circumstances of aboriginal
people are unique. In sentencing an aboriginal offender, the judge must consider: (a) the
unique systemic or background factors which may have played a part in bringing the
particular aboriginal offender before the courts; and (b) the types of sentencing
procedures and sanctions which may be appropriate in the circumstances for the offender
because of his or her particular aboriginal heritage or connection. In order to undertake
these considerations the sentencing judge will require information pertaining to the
accused. Judges may take judicial notice of the broad systemic and background factors
affecting aboriginal people, and of the priority given in aboriginal cultures to a
restorative approach to sentencing. In the usual course of events, additional
case-specific information will come from counsel and from a pre-sentence report which
takes into account the systemic or background factors and the appropriate sentencing
procedures and sanctions, which in turn may come from representations of the relevant
aboriginal community. The offender may waive the gathering of that information. The
absence of alternative sentencing programs specific to an aboriginal community does not
eliminate the ability of a sentencing judge to impose a sanction that takes into account
principles of restorative justice and the needs of the parties involved.
If there is no alternative to incarceration the length of
the term must be carefully considered. The jail term for an aboriginal offender may in
some circumstances be less then the term imposed on a non-aboriginal offender for the same
offence. However, s. 718.2(e) is not to be taken as a means of automatically
reducing the prison sentence of aboriginal offenders; nor should it be assumed that an
offender is receiving a more lenient sentence simply because incarceration is not imposed.
It is also unreasonable to assume that aboriginal peoples do not believe in the importance
of traditional sentencing goals such as deterrence, denunciation, and separation, where
warranted. In this context, generally, the more serious and violent the crime, the more
likely it will be as a practical matter that the terms of imprisonment will be the same
for similar offences and offenders, whether the offender is aboriginal or non-aboriginal.
Section 718.2(e) applies to all aboriginal persons
wherever they reside, whether on- or off-reserve, in a large city or a rural area. In
defining the relevant aboriginal community for the purpose of achieving an effective
sentence, the term "community" must be defined broadly so as to include any
network of support and interaction that might be available, including one in an urban
centre. At the same time, the residence of the aboriginal offender in an urban centre that
lacks any network of support does not relieve the sentencing judge of the obligation to
try to find an alternative to imprisonment.
In this case, the sentencing judge may have erred in
limiting the application of s. 718.2(e) to the circumstances of aboriginal
offenders living in rural areas or on-reserve. Moreover, he does not appear to have
considered the systemic or background factors which may have influenced the accused to
engage in criminal conduct, or the possibly distinct conception of sentencing held by the
accused, by the victim's family, and by their community. The majority of the Court of
Appeal, in dismissing the accused's appeal, also does not appear to have considered many
of the relevant factors. Although in most cases such errors would be sufficient to justify
sending the matter back for a new sentencing hearing, in these circumstances it would not
be in the interests of justice to order a new hearing in order to canvass the accused's
circumstances as an aboriginal offender. Both the sentencing judge and all members of the
Court of Appeal acknowledged that the offence was a particularly serious one. For that
offence by this offender a sentence of three years' imprisonment was not unreasonable.
More importantly, the accused was granted, subject to certain conditions, day parole after
she had served six months in a correctional centre and, about a year ago, was granted
full parole with the same conditions. The results of the sentence with incarceration for
six months and the subsequent controlled release were in the interests of both the accused
and society.
Cases Cited
Referred to: Rizzo & Rizzo Shoes Ltd. (Re),
[1998] 1 S.C.R. 27; R. v. Chartrand, [1994] 2 S.C.R. 864; R. v. McDonald
(1997), 113 C.C.C. (3d) 418; R. v. J. (C.) (1997), 119 C.C.C. (3d) 444; R. v.
Wells (1998), 125 C.C.C. (3d) 129; R. v. Hunter (1998), 125 C.C.C. (3d) 121; R.
v. Young (1998), 131 Man. R. (2d) 61; R. v. Fireman (1971), 4 C.C.C. (2d) 82; .R.
v. Williams, [1998] 1 S.C.R. 1128; R. v. M. (C.A.), [1996] 1 S.C.R. 500
Statutes and Regulations Cited
Canadian Charter of Rights and Freedoms, ss. 15, 25.
Constitution Act, 1982, s. 35.
Criminal Code, R.S.C., 1985, c. C-46, Part XXIII [repl.1995, c. 22,
s. 6], ss. 718, 718.1, 718.2 [am. 1997, c. 23, s. 17], 742.1 [am.
1997, c. 18, s. 107].
Interpretation Act, R.S.C., 1985, c. I-21, s. 12.
Authors Cited
Canada. Canadian Sentencing Commission. Sentencing Reform: A Canadian Approach.
Ottawa: The Commission, February 1987.
Canada. Debates of the Senate, vol. 135, No. 99, 1st sess., 35th
Parl., June 21, 1995, p. 1871.
Canada. Federal/Provincial/Territorial Ministers Responsible for Justice. Corrections
Population Growth. Fredericton: Federal/Provincial/Territorial Ministers Responsible
for Justice, February 1997.
Canada. House of Commons Debates, vol. IV, 1st sess., 35th Parl., September
20, 1994, pp. 5871, 5873.
Canada. House of Commons Debates, vol. V, 1st sess., 35th Parl., September
22, 1994, p. 6028.
Canada. House of Commons. Standing Committee on Justice and Legal Affairs. Minutes
of Proceedings and Evidence, Issue No. 62, November 17, 1994, p. 62-15.
Canada. House of Commons. Standing Committee on Justice and Solicitor General. Report
of Standing Committee on Justice and Solicitor General on its Review of Sentencing,
Conditional Release and Related Aspects of Corrections. Taking Responsibility,
August 1988.
Canada. Law Reform Commission of Canada. Working Paper 11. Imprisonment and Release.
Ottawa: The Commission, 1975.
Canada. Royal Commission on Aboriginal Peoples. Report of Royal Commission on
Aboriginal Peoples, vol. 4, Perspectives and Realities. Ottawa: The
Commission, 1996.
Canada. Royal Commission on Aboriginal Peoples. Bridging the Cultural Divide: A
Report on Aboriginal People and Criminal Justice in Canada. Ottawa: The Commission,
1996.
Canada. Solicitor General. Consolidated Report. Towards a Just, Peaceful and
Safe Society: The Corrections and Conditional Release Act -- Five Years Later. Ottawa:
Solicitor General, 1998.
Canada. Statistics Canada. Canadian Centre for Justice Statistics. Adult
Correctional Services in Canada, 1995-96. Ottawa: The Centre, March 1997.
Canada. Statistics Canada. Infomat: A Weekly Review, February 27, 1998.
"Prison population and costs", p. 5.
Canadian Corrections Association. Indians and the Law. Ottawa: Queen's Printer,
1967.
Driedger on the Construction of Statutes, 3rd ed. by Ruth Sullivan. Toronto:
Butterworths, 1994.
Driedger, Elmer A. Construction of Statutes, 2nd ed. Toronto: Butterworths,
1983.
Jackson, Michael. "In Search of the Pathways to Justice: Alternative Dispute
Resolution in Aboriginal Communities", (1992) U.B.C. L. Rev. (Special Edition)
147.
Jackson, Michael. "Locking up Natives in Canada" (1988-89), 23 U.B.C. L.
Rev. 215.
Kwochka, Daniel. "Aboriginal Injustice: Making Room for a Restorative
Paradigm" (1996), 60 Sask. L. Rev. 153.
Manitoba. Public Inquiry into the Administration of Justice and Aboriginal People. Report
of the Aboriginal Justice Inquiry of Manitoba, vol. 1. The Justice System and
Aboriginal People. Winnipeg: Public Inquiry into the Administration of Justice and
Aboriginal People, 1991.
Schmeiser, Douglas A. The Native Offender and the Law, prepared for the Law
Reform Commission of Canada. Ottawa: The Commission, 1974.
United States. Department of Justice. Office of Justice Programs. Bureau of Justice
Statistics. Bulletin. "Prison and Jail Inmates at Midyear 1998",
March 1999.
United States. The Sentencing Project. U.S. and International Use of Incarceration,
1995. By Marc Mauer. Washington: The Sentencing Project, June 1997.
Quigley, Tim. "Some Issues in Sentencing of Aboriginal Offenders". In Continuing
Poundmaker and Riel's Quest: Presentations Made at a Conference on Aboriginal Peoples and
Justice. Compiled by Richard Gosse, James Youngblood and Roger Carter. Saskatoon:
Purich Publishing, 1994.
APPEAL from a judgment of the British Columbia Court of
Appeal (1997), 98 B.C.A.C. 120, 161 W.A.C. 120, 119 C.C.C. (3d) 481, 11 C.R. (5th) 108,
[1997] B.C.J. No. 2333 (QL), affirming a judgment of Hutchinson J. sentencing the
accused to three years' imprisonment. Appeal dismissed.
Gil D. McKinnon, Q.C., and Michael D.
Smith, for the appellant.
Wendy L. Rubin, for the respondent.
Kimberly Prost and Nancy L. Irving, for the
intervener the Attorney General of Canada.
Goran Tomljanovic, for the intervener the Attorney
General for Alberta.
Kent Roach and Kimberly R. Murray, for the
intervener Aboriginal Legal Services of Toronto Inc.
Solicitor for the appellant: Gil D.
McKinnon, Vancouver.
Solicitor for the respondent: The Ministry
of the Attorney General, Vancouver.
Solicitor for the intervener the Attorney General of
Canada: The Department of Justice, Ottawa.
Solicitor for the intervener the Attorney General for
Alberta: Alberta Justice, Calgary.
Solicitors for the intervener the Aboriginal Legal
Services of Toronto Inc.: Kent Roach and Kimberly R. Murray, Toronto.
é
CORY AND IACOBUCCI JJ.--
1 On September 3, 1996, the new
Part XXIII of the Criminal Code, R.S.C., 1985, c. C-46, pertaining to
sentencing came into force. These provisions codify for the first time the fundamental
purpose and principles of sentencing. This appeal is particularly concerned with the new
s. 718.2(e). It provides that all available sanctions other than imprisonment
that are reasonable in the circumstances should be considered for all offenders, with
particular attention to the circumstances of aboriginal offenders. This appeal must
consider how this provision should be interpreted and applied.
I. Factual Background
2 The appellant, one of nine children,
was born in McLennan, Alberta in 1976. Her mother, Marie Gladue, who was a Cree, left the
family home in 1987 and died in a car accident in 1990. After 1987, the appellant and her
siblings were raised by their father, Lloyd Chalifoux, a Metis. The appellant and the
victim Reuben Beaver started to live together in 1993, when the appellant was 17 years
old. Thereafter they had a daughter, Tanita. In August 1995, they moved to Nanaimo.
Together with the appellant's father and two of her siblings, Tara and Bianca Chalifoux,
they lived in a townhouse complex. By September 1995, the appellant and Beaver were
engaged to be married, and the appellant was five months pregnant with their second child,
a boy, whom the appellant subsequently named Reuben Ambrose Beaver in honour of his
father.
3 In the early evening of September
16, 1995, the appellant was celebrating her 19th birthday. She and Reuben Beaver, who was
then 20, were drinking beer with some friends and family members in the townhouse complex.
The appellant suspected that Beaver was having an affair with her older sister, Tara.
During the course of the evening she voiced those suspicions to her friends. The appellant
was obviously angry with Beaver. She said, "the next time he fools around on me, I'll
kill him". The appellant told one of her friends that she wanted to test Beaver, and
asked her friend to "hit on Reuben to see if he would go with her", but the
friend refused.
4 The appellant's sister Tara left the
party, followed by Beaver. After he had left, the appellant told her friend, "He's
going to get it. He's really going to get it this time". The appellant, on several
occasions, tried to find Beaver and her sister. She eventually located them coming down
the stairs together in her sister's suite. The appellant suspected that they had been
engaged in sexual activity and confronted her sister, saying, "You're going to get
it. How could you do this to me?"
5 The appellant and Beaver returned
separately to their townhouse and they started to quarrel. During the argument, the
appellant confronted him with his infidelity and he told her that she was fat and ugly and
not as good as the others. A neighbour, Mr. Gretchin, who lived next door was
awakened by some banging and shouting and a female voice saying "I'm sick and tired
of you fooling around with other women". The disturbance was becoming very loud and
he decided to ask his neighbours to calm down. He heard the front door of the appellant's
residence slam. As he opened his own front door, he saw the appellant come running out of
her suite. He also saw Reuben Beaver banging with both hands at Tara Chalifoux's door down
the hall saying, "Let me in. Let me in."
6 Mr. Gretchin saw the appellant run
toward Beaver with a large knife in her hand and, as she approached him, she told him that
he had better run. Mr. Gretchin heard Beaver shriek in pain and saw him collapse in a pool
of blood. The appellant had stabbed Beaver once in the left chest, and the knife had
penetrated his heart. As the appellant went by on her return to her apartment, Mr.
Gretchin heard her say, "I got you. I got you, you fucking bastard". The
appellant was described as jumping up and down as if she had tagged someone. Mr. Gretchin
said she did not appear to realize what she had done. At the time of the stabbing, the
appellant had a blood-alcohol content of between 155 and 165 milligrams of alcohol in 100
millilitres of blood.
7 On June 3, 1996, the appellant was
charged with second degree murder. On February 11, 1997, following a preliminary hearing
and after a jury had been selected, the appellant entered a plea of guilty to
manslaughter.
8 There was evidence which indicated
that the appellant had stabbed Beaver before he fled from the apartment. A paring knife
found on the living room floor of their apartment had a small amount of Beaver's blood on
it, and a small stab wound was located on Beaver's right upper arm.
9 There was also evidence that Beaver
had subjected the appellant to some physical abuse in June 1994, while the appellant was
pregnant with their daughter Tanita. Beaver was convicted of assault, and was given a
15-day intermittent sentence with one year's probation. The neighbour, Mr. Gretchin, told
police that the noises emanating from the appellant's and Beaver's apartment suggested a
fight, stating: "It sounded like someone got hit and furniture was sliding, like
someone pushed around" and "The fight lasted five to ten minutes, it was like a
wrestling match". Bruises later observed on the appellant's arm and in the collarbone
area were consistent with her having been in a physical altercation on the night of the
stabbing. However, the trial judge found that the facts as presented before him did not
warrant a finding that the appellant was a "battered or fearful wife".
10 The appellant's sentencing took
place 17 months after the stabbing. Pending her trial, she was released on bail and lived
with her father. She took counselling for alcohol and drug abuse at Tillicum Haus Native
Friendship Centre in Nanaimo, and completed Grade 10 and was about to start Grade 11.
After the stabbing, the appellant was diagnosed as suffering from a hyperthyroid
condition, which was said to produce an exaggerated reaction to any emotional situation.
The appellant underwent radiation therapy to destroy some of her thyroid glands, and at
the time of sentencing she was taking thyroid supplements which regulated her condition.
During the time she was on bail, the appellant plead guilty to having breached her bail on
one occasion by consuming alcohol.
11 At the sentencing hearing, when
asked if she had anything to say, the appellant stated that she was sorry about what
happened, that she did not intend to do it, and that she was sorry to Beaver's family.
12 In his submissions on sentence at
trial, the appellant's counsel did not raise the fact that the appellant was an aboriginal
offender but, when asked by the trial judge whether in fact the appellant was an
aboriginal person, replied that she was Cree. When asked by the trial judge whether the
town of McLennan, Alberta, where the appellant grew up, was an aboriginal community,
defence counsel responded: "it's just a regular community". No other submissions
were made at the sentencing hearing on the issue of the appellant's aboriginal heritage.
Defence counsel requested a suspended sentence or a conditional sentence of imprisonment.
Crown counsel argued in favour of a sentence of between three and five years'
imprisonment.
13 The appellant was sentenced to
three years' imprisonment and to a ten-year weapons prohibition. Her appeal of the
sentence to the British Columbia Court of Appeal was dismissed.
II. Relevant Statutory Provisions
14 It may be helpful at this stage to
set out ss. 718, 718.1 and 718.2 of the Criminal Code as well as s. 12 of
the Interpretation Act, R.S.C., 1985, c. I-21.
Criminal Code
Purpose and Principles of Sentencing
718. [Purpose] The fundamental purpose
of sentencing is to contribute, along with crime prevention initiatives, to respect for
the law and the maintenance of a just, peaceful and safe society by imposing just
sanctions that have one or more of the following objectives:
(a)to denounce unlawful conduct;
(b)to deter the offender and other persons from
committing offences;
(c)to separate offenders from society, where
necessary;
(d)to assist in rehabilitating offenders;
(e)to provide reparations for harm done to victims
or to the community; and
(f)to promote a sense of responsibility in
offenders, and acknowledgment of the harm done to victims and to the community.
718.1 [Fundamental principle] A
sentence must be proportionate to the gravity of the offence and the degree of
responsibility of the offender.
718.2 [Other sentencing principles] A court that
imposes a sentence shall also take into consideration the following principles:
(a)a sentence should be increased or reduced to
account for any relevant aggravating or mitigating circumstances relating to the offence
or the offender, and, without limiting the generality of the foregoing,
(i)evidence that the offence was motivated by bias,
prejudice or hate based on race, national or ethnic origin, language, colour, religion,
sex, age, mental or physical disability, sexual orientation or any other similar factor,
(ii)evidence that the offender, in committing the
offence, abused the offender's spouse or child,
(iii)evidence that the offender, in committing the
offence, abused a position of trust or authority in relation to the victim, or
(iv)evidence that the offence was committed for the
benefit of, at the direction of or in association with a criminal organization
shall be deemed to be aggravating circumstances;
(b)a sentence should be similar to sentences
imposed on similar offenders for similar offences committed in similar circumstances;
(c)where consecutive sentences are imposed, the
combined sentence should not be unduly long or harsh;
(d)an offender should not be deprived of liberty,
if less restrictive sanctions may be appropriate in the circumstances; and
(e)all available sanctions other than imprisonment
that are reasonable in the circumstances should be considered for all offenders, with
particular attention to the circumstances of aboriginal offenders.
Interpretation Act
12. Every enactment is deemed remedial, and shall
be given such fair, large and liberal construction and interpretation as best ensures the
attainment of its objects.
III. Judicial History
A. Supreme Court of British Columbia
15 In his reasons, the trial judge
took into account several mitigating factors. The appellant was only 20 years old at the
time of sentence, and apart from an impaired driving conviction, she had no criminal
record. She had two children and was expecting a third although he considered her
pregnancy a neutral factor. Her family was supportive and she was attending alcohol abuse
counselling and upgrading her education. The appellant was provoked by the deceased's
insulting behaviour and remarks. At the time of the offence, the appellant had a
hyperthyroid condition which caused her to overreact to emotional situations. The
appellant showed some signs of remorse and entered a plea of guilty.
16 On the other hand, the trial judge
identified several aggravating circumstances. The appellant stabbed the deceased twice,
the second time after he had fled in an attempt to escape. Also, the offence was of
particular gravity. From the remarks she made before and after the stabbing it was very
clear that the appellant intended to harm the deceased. Further, the appellant was not
afraid of the deceased; indeed, she was the aggressor.
17 The trial judge considered that
specific deterrence was not required in the circumstances of this case. However, in his
opinion the principles of denunciation and general deterrence must play a role. He was of
the view that the sentence should also take into account the need to rehabilitate the
appellant and give her some insight both into her conduct and the effect of her propensity
to drink. The trial judge decided that in this case it was not appropriate to suspend the
passing of sentence or to impose a conditional sentence.
18 The trial judge noted that both
the appellant and the deceased were aboriginal, but stated that they were living in an
urban area off reserve and not "within the aboriginal community as such". He
found that there were not any special circumstances arising from their aboriginal status
that he should take into consideration. He stated that the offence was a very serious one,
for which the appropriate sentence was three years' imprisonment with a ten-year weapons
prohibition.
B. Court of Appeal for British Columbia (1997),
98 B.C.C.A. 120
19 The appellant appealed her
sentence of three years' imprisonment, but not the ten-year weapons prohibition. She
appealed on four grounds, only one of which is directly relevant, namely whether the trial
judge failed to give appropriate consideration to the appellant's circumstances as an
aboriginal offender. The appellant also sought to adduce fresh evidence at her appeal
regarding her efforts since the killing to maintain links with her aboriginal heritage.
The fresh evidence showed that the appellant had applied to become a full status Cree, and
that she had obtained that status for her daughter Tanita. She had also maintained contact
with Beaver's mother, who is a status Cree, and who was in turn assisting the appellant
with the status applications.
20 The Court of Appeal unanimously
concluded that the trial judge had erred in concluding that s. 718.2(e) did
not apply because the appellant was not living on a reserve. However, Esson J.A. (Prowse
J.A. concurring) found no error in the trial judge's conclusion that, in this case, there
was no basis for giving special consideration to the appellant's aboriginal background.
Esson J.A. noted that the appellant's actions involved deliberation, motivation, and
"an element of viciousness and persistence in the attack", and that the killing
constituted a "near murder" (p. 138). He found that, on the facts presented in
this case, it could not be said that the sentence, if a fit one for a non-aboriginal
person, would not also be fit for an aboriginal person. Esson J.A. concluded therefore
that the trial judge did not err in not giving effect to the principle set out in
s. 718.2(e) of the Criminal Code and dismissed the appeal. Although it
is not entirely clear from the reasons of Esson J.A., he appears also to have dismissed
the appellant's application to adduce fresh evidence regarding her efforts to maintain
links with her aboriginal heritage.
21 Rowles J.A. (dissenting) reviewed
many reports and parliamentary debates and determined that the mischief that
s. 718.2(e) was designed to remedy was the excessive use of incarceration
generally, and the disproportionately high number of aboriginal people who are imprisoned,
in particular. She stated that s. 718.2(e) invites recognition and
amelioration of the impact which systemic discrimination in the criminal justice system
has upon aboriginal people. She referred to the importance of acknowledging and
implementing the different conceptions of criminal justice and of appropriate criminal
sanctions held by many aboriginal peoples, including, in particular, the conception of
criminal justice as involving a strong restorative element.
22 In this case, Rowles J.A. agreed
that the crime committed by the appellant was serious. The circumstances surrounding the
offence were tragic for everyone, including the appellant's children. Yet, the
circumstances of the offence included provocation, superimposed on an undiagnosed medical
problem affecting the appellant's emotional stability. The offender was young and
emotionally immature. She had an alcohol problem but no history of other criminal conduct
or acts of violence. The success the appellant enjoyed while on bail awaiting trial showed
that she was likely to be a good candidate for further rehabilitation. Rowles J.A. also
referred favourably to the fresh evidence which showed that the appellant was taking steps
to maintain links with her aboriginal heritage.
23 Rowles J.A. concluded that a
sentence of three years' imprisonment was excessive. The principles of general deterrence
and denunciation had to be reflected in the sentence, but the sentence could have been
designed to advance the appellant's rehabilitation through a period of supervised
probation. Rowles J.A. would have allowed the appeal and reduced the sentence to two years
less a day to be followed by a three-year period of probation.
IV. Issue
24 The issue in this appeal is the
proper interpretation and application to be given to s. 718.2(e) of the Criminal
Code. The provision reads as follows:
718.2 A court that imposes a sentence shall also
take into consideration the following principles:
. . .
(e)all available sanctions other than imprisonment
that are reasonable in the circumstances should be considered for all offenders, with
particular attention to the circumstances of aboriginal offenders.
The question to be resolved is whether the majority of
the British Columbia Court of Appeal erred in finding that, in the circumstances of this
case, the trial judge correctly applied s. 718.2(e) in imposing a sentence of
three years' imprisonment. To answer this question, it will be necessary to determine the
legislative purpose of s. 718.2(e), and, in particular, the words "with
particular attention to the circumstances of aboriginal offenders". The appeal
requires this Court to begin the process of articulating the rules and principles that
should govern the practical application of s. 718.2(e) of the Criminal Code
by a trial judge.
V. Analysis
A. Introduction
25 As this Court has frequently
stated, the proper construction of a statutory provision flows from reading the words of
the provision in their grammatical and ordinary sense and in their entire context,
harmoniously with the scheme of the statute as a whole, the purpose of the statute, and
the intention of Parliament. The purpose of the statute and the intention of Parliament,
in particular, are to be determined on the basis of intrinsic and admissible extrinsic
sources regarding the Act's legislative history and the context of its enactment: Rizzo
& Rizzo Shoes Ltd. (Re), [1998] 1 S.C.R. 27, at paras. 20-23; R. v. Chartrand,
[1994] 2 S.C.R. 864, at p. 875; E.A. Driedger, Construction of Statutes (2nd
ed. 1983), at p. 87; Driedger on the Construction of Statutes (3rd ed. 1994),
by R. Sullivan, at p. 131.
26 Also of importance in interpreting
federal legislation is s. 12 of the federal Interpretation Act, which
provides:
12. Every enactment is deemed remedial, and
shall be given such fair, large and liberal construction and interpretation as best
ensures the attainment of its objects.
27 Section 718.2(e) has
already received judicial consideration in several provincial appellate court decisions:
see, e.g., R. v. McDonald (1997), 113 C.C.C. (3d) 418 (Sask. C.A.); R. v. J.
(C.) (1997), 119 C.C.C. (3d) 444 (Nfld. C.A.); R. v. Wells (1998), 125 C.C.C.
(3d) 129 (Alta. C.A.); R. v. Hunter (1998), 125 C.C.C. (3d) 121 (Alta. C.A.); R.
v. Young (1998), 131 Man. R. (2d) 61 (C.A.). This is the first occasion on which this
Court has had the opportunity to construe and apply the provision.
28 With this introduction, we now
wish to discuss the wording of s. 718.2(e) and the scheme of Part XXIII
of the Criminal Code, as well as the legislative history and the context behind
s. 718.2(e), with the aim of determining and describing the circumstances of
aboriginal offenders. This discussion is followed by a framework for the sentencing judge
to use in sentencing an aboriginal offender. The reasons then deal with the specific facts
and sentence in this case.
B. The Wording of Section 718.2(e) and
the Scheme of Part XXIII
29 The interpretation of
s. 718.2(e) must begin by considering its words in context. Although this
appeal is ultimately concerned only with the meaning of the phrase "with particular
attention to the circumstances of aboriginal offenders", that phrase takes on meaning
from the other words of s. 718.2(e), from the purpose and principles of
sentencing set out in ss. 718-718.2, and from the overall scheme of Part XXIII.
30 The respondent observed that some
caution is in order in construing s. 718.2(e), insofar as it would be
inappropriate to prejudge the many other important issues which may be raised by the
reforms but which are not specifically at issue here. However, it would be equally
inappropriate to construe s. 718.2(e) in a vacuum, without considering the
surrounding text which gives the provision its depth of meaning. To the extent that the
broader scheme of Part XXIII informs the proper construction to be given to
s. 718.2(e), it will be necessary to draw at least some general conclusions
about the new sentencing regime.
31 A core issue in this appeal is
whether s. 718.2(e) should be understood as being remedial in nature, or
whether s. 718.2(e), along with the other provisions of ss. 718 through
718.2, are simply a codification of existing sentencing principles. The respondent,
although acknowledging that s. 718.2(e) was likely designed to encourage
sentencing judges to experiment to some degree with alternatives to incarceration and to
be sensitive to principles of restorative justice, at the same time favours the view that
ss. 718-718.2 are largely a restatement of existing law. Alternatively, the appellant
argues strongly that s. 718.2(e)'s specific reference to aboriginal offenders
can have no purpose unless it effects a change in the law. The appellant advances the view
that s. 718.2(e) is in fact an "affirmative action" provision
justified under s. 15(2) of the Canadian Charter of Rights and Freedoms.
32 Section 12 of the Interpretation
Act deems the purpose of the enactment of the new Part XXIII of the Criminal
Code to be remedial in nature, and requires that all of the provisions of
Part XXIII, including s. 718.2(e), be given a fair, large and liberal
construction and interpretation in order to attain that remedial objective. However, the
existence of s. 12 does not answer the essential question of what the remedial
purpose of s. 718.2(e) is. One view is that the remedial purpose of
ss. 718, 718.1 and 718.2 taken together was precisely to codify the purpose and
existing principles of sentencing to provide more systematic guidance to sentencing judges
in individual cases. Codification, under this view, is remedial in and of itself because
it simplifies and adds structure to trial level sentencing decisions: see, e.g., McDonald,
supra, at pp. 460-64, per Sherstobitoff J.A.
33 In our view, s. 718.2(e)
is more than simply a re-affirmation of existing sentencing principles. The
remedial component of the provision consists not only in the fact that it codifies a
principle of sentencing, but, far more importantly, in its direction to sentencing judges
to undertake the process of sentencing aboriginal offenders differently, in order to
endeavour to achieve a truly fit and proper sentence in the particular case. It should be
said that the words of s. 718.2(e) do not alter the fundamental duty of the
sentencing judge to impose a sentence that is fit for the offence and the offender. For
example, as we will discuss below, it will generally be the case as a practical matter
that particularly violent and serious offences will result in imprisonment for aboriginal
offenders as often as for non-aboriginal offenders. What s. 718.2(e) does
alter is the method of analysis which each sentencing judge must use in determining the
nature of a fit sentence for an aboriginal offender. In our view, the scheme of
Part XXIII of the Criminal Code, the context underlying the enactment of
s. 718.2(e), and the legislative history of the provision all support an
interpretation of s. 718.2(e) as having this important remedial purpose.
34 In his submissions before this
Court, counsel for the appellant expressed the fear that s. 718.2(e) might
come to be interpreted and applied in a manner which would have no real effect upon the
day-to-day practice of sentencing aboriginal offenders in Canada. In light of the tragic
history of the treatment of aboriginal peoples within the Canadian criminal justice
system, we do not consider this fear to be unreasonable. In our view, s. 718.2(e)
creates a judicial duty to give its remedial purpose real force.
35 Let us consider now the wording of
s. 718.2(e) and its place within the overall scheme of Part XXIII of the Criminal
Code.
36 Section 718.2(e) directs a
court, in imposing a sentence, to consider all available sanctions other than imprisonment
that are reasonable in the circumstances for all offenders, "with particular
attention to the circumstances of aboriginal offenders." The broad role of the
provision is clear. As a general principle, s. 718.2(e) applies to all
offenders, and states that imprisonment should be the penal sanction of last resort.
Prison is to be used only where no other sanction or combination of sanctions is
appropriate to the offence and the offender.
37 The next question is the meaning
to be attributed to the words "with particular attention to the circumstances of
aboriginal offenders". The phrase cannot be an instruction for judges to pay
"more" attention when sentencing aboriginal offenders. It would be unreasonable
to assume that Parliament intended sentencing judges to prefer certain categories of
offenders over others. Neither can the phrase be merely an instruction to a sentencing
judge to consider the circumstances of aboriginal offenders just as she or he would
consider the circumstances of any other offender. There would be no point in adding a
special reference to aboriginal offenders if this was the case. Rather, the logical
meaning to be derived from the special reference to the circumstances of aboriginal
offenders, juxtaposed as it is against a general direction to consider "the
circumstances" for all offenders, is that sentencing judges should pay particular
attention to the circumstances of aboriginal offenders because those circumstances are
unique, and different from those of non-aboriginal offenders. The fact that the
reference to aboriginal offenders is contained in s. 718.2(e), in particular,
dealing with restraint in the use of imprisonment, suggests that there is something
different about aboriginal offenders which may specifically make imprisonment a less
appropriate or less useful sanction.
38 The wording of s. 718.2(e)
on its face, then, requires both consideration of alternatives to the use of imprisonment
as a penal sanction generally, which amounts to a restraint in the resort to imprisonment
as a sentence, and recognition by the sentencing judge of the unique circumstances of
aboriginal offenders. The respondent argued before this Court that this statutory wording
does not truly effect a change in the law, as some courts have in the past taken the
unique circumstances of an aboriginal offender into account in determining sentence. The
respondent cited some of the recent jurisprudence dealing with sentencing circles, as well
as the decision of the Court of Appeal for Ontario in R. v. Fireman (1971), 4
C.C.C. (2d) 82, in support of the view that s. 718.2(e) should be seen simply
as a codification of the state of the case law regarding the sentencing of aboriginal
offenders before Part XXIII came into force in 1996. In a similar vein, it was
observed by Sherstobitoff J.A. in McDonald, supra, at pp. 463-64, that
it has always been a principle of sentencing that courts should consider all available
sanctions other than imprisonment that are reasonable in the circumstances. Thus the
general principle of restraint expressed in s. 718.2(e) with respect to all
offenders might equally be seen as a codification of existing law.
39 With respect for the contrary
view, we do not interpret s. 718.2(e) as expressing only a restatement of
existing law, either with respect to the general principle of restraint in the use of
prison or with respect to the specific direction regarding aboriginal offenders. One
cannot interpret the words of s. 718.2(e) simply by looking to past cases to
see if they contain similar statements of principle. The enactment of the new
Part XXIII was a watershed, marking the first codification and significant reform of
sentencing principles in the history of Canadian criminal law. Each of the provisions of
Part XXIII, including s. 718.2(e), must be interpreted in its total
context, taking into account its surrounding provisions.
40 It is true that there is ample
jurisprudence supporting the principle that prison should be used as a sanction of last
resort. It is equally true, though, that the sentencing amendments which came into force
in 1996 as the new Part XXIII have changed the range of available penal sanctions in
a significant way. The availability of the conditional sentence of imprisonment, in
particular, alters the sentencing landscape in a manner which gives an entirely new
meaning to the principle that imprisonment should be resorted to only where no other
sentencing option is reasonable in the circumstances. The creation of the conditional
sentence suggests, on its face, a desire to lessen the use of incarceration. The general
principle expressed in s. 718.2(e) must be construed and applied in this
light.
41 Further support for the view that
s. 718.2(e)'s expression of the principle of restraint in sentencing is
remedial, rather than simply a codification, is provided by the articulation of the
purpose of sentencing in s. 718.
42 Traditionally, Canadian sentencing
jurisprudence has focussed primarily upon achieving the aims of separation, specific and
general deterrence, denunciation, and rehabilitation. Sentencing, like the criminal trial
process itself, has often been understood as a conflict between the interests of the state
(as expressed through the aims of separation, deterrence, and denunciation) and the
interests of the individual offender (as expressed through the aim of rehabilitation).
Indeed, rehabilitation itself is a relative late-comer to the sentencing analysis, which
formerly favoured the interests of the state almost entirely.
43 Section 718 now sets out the
purpose of sentencing in the following terms:
718. The fundamental purpose of
sentencing is to contribute, along with crime prevention initiatives, to respect for the
law and the maintenance of a just, peaceful and safe society by imposing just sanctions
that have one or more of the following objectives:
(a)to denounce unlawful conduct;
(b)to deter the offender and other persons from
committing offences;
(c)to separate offenders from society, where
necessary;
(d)to assist in rehabilitating offenders;
(e)to provide reparations for harm done to
victims or to the community; and
(f)to promote a sense of responsibility in
offenders, and acknowledgment of the harm done to victims and to the community.
[Emphasis added.]
Clearly, s. 718 is, in part, a restatement of the
basic sentencing aims, which are listed in para. (a) through (d). What are
new, though, are paras. (e) and (f), which along with para. (d) focus
upon the restorative goals of repairing the harms suffered by individual victims and by
the community as a whole, promoting a sense of responsibility and an acknowledgment of the
harm caused on the part of the offender, and attempting to rehabilitate or heal the
offender. The concept of restorative justice which underpins paras. (d), (e),
and (f) is briefly discussed below, but as a general matter restorative justice
involves some form of restitution and reintegration into the community. The need for
offenders to take responsibility for their actions is central to the sentencing process:
D. Kwochka, "Aboriginal Injustice: Making Room for a Restorative Paradigm"
(1996), 60 Sask. L. Rev. 153, at p. 165. Restorative sentencing goals do not
usually correlate with the use of prison as a sanction. In our view, Parliament's choice
to include (e) and (f) alongside the traditional sentencing goals must be
understood as evidencing an intention to expand the parameters of the sentencing analysis
for all offenders. The principle of restraint expressed in s. 718.2(e) will
necessarily be informed by this re-orientation.
44 Just as the context of
Part XXIII supports the view that s. 718.2(e) has a remedial purpose for
all offenders, the scheme of Part XXIII also supports the view that s. 718.2(e)
has a particular remedial role for aboriginal peoples. The respondent is correct to point
out that there is jurisprudence which pre-dates the enactment of s. 718.2(e)
in which aboriginal offenders have been sentenced differently in light of their unique
circumstances. However, the existence of such jurisprudence is not, on its own, especially
probative of the issue of whether s. 718.2(e) has a remedial role. There is
also sentencing jurisprudence which holds, for example, that a court must consider the
unique circumstances of offenders who are battered spouses, or who are mentally disabled.
Although the validity of the principles expressed in this latter jurisprudence is
unchallenged by the 1996 sentencing reforms, one does not find reference to these
principles in Part XXIII. If Part XXIII were indeed a codification of principles
regarding the appropriate method of sentencing different categories of offenders, one
would expect to find such references. The wording of s. 718.2(e), viewed in
light of the absence of similar stipulations in the remainder of Part XXIII, reveals
that Parliament has chosen to single out aboriginal offenders for particular attention.
C. Legislative History
45 Support for the foregoing
understanding of s. 718.2(e) as having the remedial purpose of restricting the
use of prison for all offenders, and as having a particular remedial role with respect to
aboriginal peoples, is provided by statements made by the Minister of Justice and others
at the time that what was then Bill C-41 was before Parliament. Although these statements
are clearly not decisive as to the meaning and purpose of s. 718.2(e), they
are nonetheless helpful, particularly insofar as they corroborate and do not contradict
the meaning and purpose to be derived upon a reading of the words of the provision in the
context of Part XXIII as a whole: Rizzo & Rizzo Shoes, supra, at
paras. 31 and 35.
46 For instance, in introducing
second reading of Bill C-41 on September 20, 1994 (House of Commons Debates, vol.
IV, 1st sess., 35th Parl., at pp. 5871 and 5873), Minister of Justice Allan Rock made
the following statements regarding the remedial purpose of the bill:
Through this bill, Parliament provides the courts with
clear guidelines....
...
The bill also defines various sentencing principles, for
instance that the sentence must be proportionate to the gravity of the offence and the
offender's degree of responsibility. When appropriate, alternatives must be
contemplated, especially in the case of Native offenders.
. . .
A general principle that runs throughout Bill C-41 is
that jails should be reserved for those who should be there. Alternatives should be put
in place for those who commit offences but who do not need or merit incarceration.
...
Jails and prisons will be there for those who need
them, for those who should be punished in that way or separated from society. ... [T]his
bill creates an environment which encourages community sanctions and the rehabilitation of
offenders together with reparation to victims and promoting in criminals a sense of
accountability for what they have done.
It is not simply by being more harsh that we will
achieve more effective criminal justice. We must use our scarce resources wisely.
[Emphasis added.]
The Minister's statements were echoed by other Members of
Parliament and by Senators during the debate over the bill: see, e.g., House of Commons
Debates, vol. V, 1st sess., 35th Parl., September 22, 1994, at p. 6028 (M.P. M.
Bodnar); Debates of the Senate, vol. 135, No. 99, 1st sess., 35th Parl., June 21,
1995, at p. 1871 (Sen. D. J. Jessiman).
47 In his subsequent testimony before
the House of Commons Standing Committee on Justice and Legal Affairs (Minutes of
Proceedings and Evidence, Issue No. 62, November 17, 1994, at p. 62:15), the Minister
of Justice addressed the specific role the government hoped would be played by
s. 718.2(e):
[T]he reason we referred specifically there to
aboriginal persons is that they are sadly overrepresented in the prison populations of
Canada. I think it was the Manitoba justice inquiry that found that although
aboriginal persons make up only 12% of the population of Manitoba, they comprise over 50%
of the prison inmates. Nationally aboriginal persons represent about 2% of Canada's
population, but they represent 10.6% of persons in prison. Obviously there's a problem
here.
What we're trying to do, particularly having regard to
the initiatives in the aboriginal communities to achieve community justice, is to
encourage courts to look at alternatives where it's consistent with the protection of the
public -- alternatives to jail -- and not simply resort to that easy answer in every case.
[Emphasis added.]
48 It can be seen, therefore, that
the government position when Bill C-41 was under consideration was that the new
Part XXIII was to be remedial in nature. The proposed enactment was directed, in
particular, at reducing the use of prison as a sanction, at expanding the use of
restorative justice principles in sentencing, and at engaging in both of these objectives
with a sensitivity to aboriginal community justice initiatives when sentencing aboriginal
offenders.
D. The Context of the Enactment of
Section 718.2(e)
49 Further guidance as to the scope
and content of Parliament's remedial purpose in enacting s. 718.2(e) may be
derived from the social context surrounding the enactment of the provision. On this point,
it is worth noting that, although there is quite a wide divergence between the positions
of the appellant and the respondent as to how s. 718.2(e) should be applied in
practice, there is general agreement between them, and indeed between the parties and all
interveners, regarding the mischief in response to which s. 718.2(e) was
enacted.
50 The parties and interveners agree
that the purpose of s. 718.2(e) is to respond to the problem of
overincarceration in Canada, and to respond, in particular, to the more acute problem of
the disproportionate incarceration of aboriginal peoples. They also agree that one of the
roles of s. 718.2(e), and of various other provisions in Part XXIII, is
to encourage sentencing judges to apply principles of restorative justice alongside or in
the place of other, more traditional sentencing principles when making sentencing
determinations. As the respondent states in its factum before this Court, s. 718.2(e)
"provides the necessary flexibility and authority for sentencing judges to resort to
the restorative model of justice in sentencing aboriginal offenders and to reduce the
imposition of jail sentences where to do so would not sacrifice the traditional goals of
sentencing".
51 The fact that the parties and
interveners are in general agreement among themselves regarding the purpose of
s. 718.2(e) is not determinative of the issue as a matter of statutory
construction. However, as we have suggested, on the above points of agreement the parties
and interveners are correct. A review of the problem of overincarceration in Canada, and
of its peculiarly devastating impact upon Canada's aboriginal peoples, provides additional
insight into the purpose and proper application of this new provision.
(1) The Problem of Overincarceration in
Canada
52 Canada is a world leader in many
fields, particularly in the areas of progressive social policy and human rights.
Unfortunately, our country is also distinguished as being a world leader in putting people
in prison. Although the United States has by far the highest rate of incarceration among
industrialized democracies, at over 600 inmates per 100,000 population, Canada's rate of
approximately 130 inmates per 100,000 population places it second or third highest: see
First Report on Progress for Federal/Provincial/Territorial Ministers Responsible for
Justice, Corrections Population Growth (1997), Annex B, at p. 1; Bulletin of U.S.
Bureau of Justice Statistics, "Prison and Jail Inmates at Midyear 1998" (1999);
The Sentencing Project, Americans Behind Bars: U.S. and International Use of
Incarceration, 1995 (1997), at p. 1. Moreover, the rate at which Canadian
courts have been imprisoning offenders has risen sharply in recent years, although there
has been a slight decline of late: see Statistics Canada, Infomat: A Weekly Review
(February 27, 1998), at p. 5. This record of incarceration rates obviously cannot
instil a sense of pride.
53 The systematic use of the sanction
of imprisonment in Canada may be dated to the building of the Kingston Penitentiary in
1835. The penitentiary sentence was itself originally conceived as an alternative to the
harsher penalties of death, flogging, or imprisonment in a local jail. Sentencing
reformers advocated the use of penitentiary imprisonment as having effects which were not
only deterrent, denunciatory, and preventive, but also rehabilitative, with long hours
spent in contemplation and hard work contributing to the betterment of the offender: see
Law Reform Commission of Canada, Working Paper 11, Imprisonment and Release (1975),
at p. 5.
54 Notwithstanding its idealistic
origins, imprisonment quickly came to be condemned as harsh and ineffective, not only in
relation to its purported rehabilitative goals, but also in relation to its broader public
goals. The history of Canadian commentary regarding the use and effectiveness of
imprisonment as a sanction was recently well summarized by Vancise J.A., dissenting in the
Saskatchewan Court of Appeal in McDonald, supra, at pp. 429-30:
A number of inquiries and commissions have been held in
this country to examine, among other things, the effectiveness of the use of incarceration
in sentencing. There has been at least one commission or inquiry into the use of
imprisonment for each decade in this century since 1914....
... An examination of the recommendations of these
reports reveals one constant theme: imprisonment should be avoided if possible and should
be reserved for the most serious offences, particularly those involving violence. They all
recommend restraint in the use of incarceration and recognize that incarceration has
failed to reduce the crime rate and should be used with caution and moderation.
Imprisonment has failed to satisfy a basic function of the Canadian judicial system which
was described in the Report of the Canadian Committee on Corrections entitled:
"Toward Unity: Criminal Justice and Corrections" (1969) as "to protect
society from crime in a manner commanding public support while avoiding needless injury to
the offender." [Emphasis added; footnote omitted.]
55 In a similar vein, in 1987, the
Canadian Sentencing Commission wrote in its report entitled Sentencing Reform: A
Canadian Approach, at pp. xxiii-xxiv:
Canada does not imprison as high a portion of its
population as does the United States. However, we do imprison more people than most other
western democracies. The Criminal Code displays an apparent bias toward the use of
incarceration since for most offences the penalty indicated is expressed in terms of a
maximum term of imprisonment. A number of difficulties arise if imprisonment is perceived
to be the preferred sanction for most offences. Perhaps most significant is that although
we regularly impose this most onerous and expensive sanction, it accomplishes very little
apart from separating offenders from society for a period of time. In the past few
decades many groups and federally appointed committees and commissions given the
responsibility of studying various aspects of the criminal justice system have argued that
imprisonment should be used only as a last resort and/or that it should be reserved for
those convicted of only the most serious offences. However, although much has been said,
little has been done to move us in this direction. [Emphasis added.]
56 With equal force, in Taking
Responsibility (1988), at p. 75, the Standing Committee on Justice and Solicitor
General stated:
It is now generally recognized that imprisonment has
not been effective in rehabilitating or reforming offenders, has not been shown to be a
strong deterrent, and has achieved only temporary public protection and uneven
retribution, as the lengths of prison sentences handed down vary for the same type of
crime.
Since imprisonment generally offers the public protection
from criminal behaviour for only a limited time, rehabilitation of the offender is of
great importance. However, prisons have not generally been effective in reforming their
inmates, as the high incidence of recidivism among prison populations shows.
The use of imprisonment as a main response to a wide
variety of offences against the law is not a tenable approach in practical terms. Most
offenders are neither violent nor dangerous. Their behaviour is not likely to be improved
by the prison experience. In addition, their growing numbers in jails and penitentiaries
entail serious problems of expense and administration, and possibly increased future risks
to society. Moreover, modern technology may now permit the monitoring in the community of
some offenders who previously might have been incarcerated for incapacitation or
denunciation purposes. Alternatives to imprisonment and intermediate sanctions,
therefore, are increasingly viewed as necessary developments. [Emphasis added;
footnotes omitted.]
The Committee proposed that alternative forms of
sentencing should be considered for those offenders who did not endanger the safety of
others. It was put in this way, at pp. 50 and 54:
[O]ne of the primary foci of such alternatives must be on
techniques which contribute to offenders accepting responsibility for their criminal
conduct and, through their subsequent behaviour, demonstrating efforts to restore the
victim to the position he or she was in prior to the offence and/or providing a meaningful
apology.
. . .
[E]xcept where to do so would place the community at
undue risk, the "correction" of the offender should take place in the community
and imprisonment should be used with restraint.
57 Thus, it may be seen that although
imprisonment is intended to serve the traditional sentencing goals of separation,
deterrence, denunciation, and rehabilitation, there is widespread consensus that
imprisonment has not been successful in achieving some of these goals. Overincarceration
is a long-standing problem that has been many times publicly acknowledged but never
addressed in a systematic manner by Parliament. In recent years, compared to other
countries, sentences of imprisonment in Canada have increased at an alarming rate. The
1996 sentencing reforms embodied in Part XXIII, and s. 718.2(e) in
particular, must be understood as a reaction to the overuse of prison as a sanction, and
must accordingly be given appropriate force as remedial provisions.
(2) The Overrepresentation of Aboriginal
Canadians in Penal Institutions
58 If overreliance upon incarceration
is a problem with the general population, it is of much greater concern in the sentencing
of aboriginal Canadians. In the mid-1980s, aboriginal people were about 2 percent of the
population of Canada, yet they made up 10 percent of the penitentiary population. In
Manitoba and Saskatchewan, aboriginal people constituted something between 6 and 7 percent
of the population, yet in Manitoba they represented 46 percent of the provincial
admissions and in Saskatchewan 60 percent: see M. Jackson, Locking up Natives in Canada
(1988-89), 23 U.B.C. L. Rev. 215 (article originally prepared as a report of the
Canadian Bar Association Committee on Imprisonment and Release in June 1988), at
pp. 215-16. The situation has not improved in recent years. By 1997, aboriginal
peoples constituted closer to 3 percent of the population of Canada and amounted to 12
percent of all federal inmates: Solicitor General of Canada, Consolidated Report, Towards
a Just, Peaceful and Safe Society: The Corrections and Conditional Release Act--Five Years
Later (1998), at pp. 142-55. The situation continues to be particularly worrisome
in Manitoba, where in 1995-96 they made up 55 percent of admissions to provincial
correctional facilities, and in Saskatchewan, where they made up 72 percent of admissions.
A similar, albeit less drastic situation prevails in Alberta and British Columbia:
Canadian Centre for Justice Statistics, Adult Correctional Services in Canada, 1995-96 (1997),
at p. 30.
59 This serious problem of aboriginal
overrepresentation in Canadian prisons is well documented. Like the general problem of
overincarceration itself, the excessive incarceration of aboriginal peoples has received
the attention of a large number of commissions and inquiries: see, by way of example only,
Canadian Corrections Association, Indians and the Law (1967); Law Reform Commission
of Canada, The Native Offender and the Law (1974), prepared by D.A.
Schmeiser; Public Inquiry into the Administration of Justice and Aboriginal People, Report
of the Aboriginal Justice Inquiry of Manitoba, vol. 1, The Justice System and
Aboriginal People (1991); Royal Commission on Aboriginal Peoples, Bridging the
Cultural Divide (1996).
60 In Locking Up Natives in Canada,
supra, at pp. 215-16, Jackson provided a disturbing account of the enormity of
the disproportion:
Statistics about crime are often not well understood by
the public and are subject to variable interpretation by the experts. In the case of
the statistics regarding the impact of the criminal justice system on native people the
figures are so stark and appalling that the magnitude of the problem can be neither
misunderstood nor interpreted away. Native people come into contact with Canada's
correctional system in numbers grossly disproportionate to their representation in the
community. More than any other group in Canada they are subject to the damaging impacts of
the criminal justice system's heaviest sanctions. Government figures -- which reflect
different definitions of "native" and which probably underestimate the number of
prisoners who consider themselves native -- show that almost 10% of the federal
penitentiary population is native (including 13% of the federal women's prisoner
population) compared to about 2% of the population nationally.... Even more disturbing,
the disproportionality is growing. In 1965 some 22% of the prisoners in Stony Mountain
Penitentiary were native; in 1984 this proportion was 33%. It is realistic to expect that
absent radical change, the problem will intensify due to the higher birth rate in native
communities.
Bad as this situation is within the federal system, it is
even worse in a number of the western provincial correctional systems. . . . A
study reviewing admissions to Saskatchewan's correctional system in 1976-77 appropriately
titled "Locking Up Indians in Saskatchewan", contains findings that should shock
the conscience of everyone in Canada. In comparison to male non-natives, male treaty
Indians were 25 times more likely to be admitted to a provincial correctional centre while
non-status Indians or Métis were 8 times more likely to be admitted. If only the
population over fifteen years of age is considered (the population eligible to be admitted
to provincial correctional centres in Saskatchewan), then male treaty Indians were 37
times more likely to be admitted, while male non-status Indians were 12 times more likely
to be admitted. For women the figures are even more extreme: a treaty Indian woman was 131
times more likely to be admitted and a non-status or Métis woman 28 times more likely
than a non-native.
The Saskatchewan study brings home the implications of
its findings by indicating that a treaty Indian boy turning 16 in 1976 had a 70% chance of
at least one stay in prison by the age of 25 (that age range being the one with the
highest risk of imprisonment). The corresponding figure for non-status or Métis was 34%.
For a non-native Saskatchewan boy the figure was 8%. Put another way, this means that
in Saskatchewan, prison has become for young native men, the promise of a just society
which high school and college represent for the rest of us. Placed in an historical
context, the prison has become for many young native people the contemporary equivalent of
what the Indian residential school represented for their parents. [Emphasis added;
footnotes omitted.]
61 Not surprisingly, the excessive
imprisonment of aboriginal people is only the tip of the iceberg insofar as the
estrangement of the aboriginal peoples from the Canadian criminal justice system is
concerned. Aboriginal people are overrepresented in virtually all aspects of the system.
As this Court recently noted in R. v. Williams, [1998] 1 S.C.R. 1128, at para.
58, there is widespread bias against aboriginal people within Canada, and "[t]here is
evidence that this widespread racism has translated into systemic discrimination in the
criminal justice system".
62 Statements regarding the extent and
severity of this problem are disturbingly common. In Bridging the Cultural Divide, supra,
at p. 309, the Royal Commission on Aboriginal Peoples listed as its first "Major
Findings and Conclusions" the following striking yet representative statement:
The Canadian criminal justice system has failed the
Aboriginal peoples of Canada -- First Nations, Inuit and Métis people, on-reserve and
off-reserve, urban and rural -- in all territorial and governmental jurisdictions. The
principal reason for this crushing failure is the fundamentally different world views of
Aboriginal and non-Aboriginal people with respect to such elemental issues as the
substantive content of justice and the process of achieving justice.
63 To the same effect, the Aboriginal
Justice Inquiry of Manitoba described the justice system in Manitoba as having failed
aboriginal people on a "massive scale", referring particularly to the
substantially different cultural values and experiences of aboriginal people: The
Justice System and Aboriginal People, supra, at pp. 1 and 86.
64 These findings cry out for
recognition of the magnitude and gravity of the problem, and for responses to alleviate
it. The figures are stark and reflect what may fairly be termed a crisis in the Canadian
criminal justice system. The drastic overrepresentation of aboriginal peoples within both
the Canadian prison population and the criminal justice system reveals a sad and pressing
social problem. It is reasonable to assume that Parliament, in singling out aboriginal
offenders for distinct sentencing treatment in s. 718.2(e), intended to
attempt to redress this social problem to some degree. The provision may properly be seen
as Parliament's direction to members of the judiciary to inquire into the causes of the
problem and to endeavour to remedy it, to the extent that a remedy is possible through the
sentencing process.
65 It is clear that sentencing
innovation by itself cannot remove the causes of aboriginal offending and the greater
problem of aboriginal alienation from the criminal justice system. The unbalanced ratio of
imprisonment for aboriginal offenders flows from a number of sources, including poverty,
substance abuse, lack of education, and the lack of employment opportunities for
aboriginal people. It arises also from bias against aboriginal people and from an
unfortunate institutional approach that is more inclined to refuse bail and to impose more
and longer prison terms for aboriginal offenders. There are many aspects of this sad
situation which cannot be addressed in these reasons. What can and must be addressed,
though, is the limited role that sentencing judges will play in remedying injustice
against aboriginal peoples in Canada. Sentencing judges are among those decision-makers
who have the power to influence the treatment of aboriginal offenders in the justice
system. They determine most directly whether an aboriginal offender will go to jail, or
whether other sentencing options may be employed which will play perhaps a stronger role
in restoring a sense of balance to the offender, victim, and community, and in preventing
future crime.
E. A Framework of Analysis for the
Sentencing Judge
(1) What Are the "Circumstances of Aboriginal
Offenders"?
66 How are sentencing judges to play
their remedial role? The words of s. 718.2(e) instruct the sentencing judge to
pay particular attention to the circumstances of aboriginal offenders, with the
implication that those circumstances are significantly different from those of
non-aboriginal offenders. The background considerations regarding the distinct situation
of aboriginal peoples in Canada encompass a wide range of unique circumstances, including,
most particularly:
(A)The unique systemic or background factors which may
have played a part in bringing the particular aboriginal offender before the courts; and
(B)The types of sentencing procedures and sanctions which
may be appropriate in the circumstances for the offender because of his or her particular
aboriginal heritage or connection.
(a) Systemic and Background Factors
67 The background factors which
figure prominently in the causation of crime by aboriginal offenders are by now well
known. Years of dislocation and economic development have translated, for many aboriginal
peoples, into low incomes, high unemployment, lack of opportunities and options, lack or
irrelevance of education, substance abuse, loneliness, and community fragmentation. These
and other factors contribute to a higher incidence of crime and incarceration. A
disturbing account of these factors is set out by Professor Tim Quigley, "Some Issues
in Sentencing of Aboriginal Offenders", in Continuing Poundmaker and Riel's Quest
(1994), at pp. 269-300. Quigley ably describes the process whereby these various factors
produce an overincarceration of aboriginal offenders, noting (at pp. 275-76) that
"[t]he unemployed, transients, the poorly educated are all better candidates for
imprisonment. When the social, political and economic aspects of our society place
Aboriginal people disproportionately with the ranks of the latter, our society literally
sentences more of them to jail."
68 It is true that systemic and
background factors explain in part the incidence of crime and recidivism for
non-aboriginal offenders as well. However, it must be recognized that the circumstances of
aboriginal offenders differ from those of the majority because many aboriginal people are
victims of systemic and direct discrimination, many suffer the legacy of dislocation, and
many are substantially affected by poor social and economic conditions. Moreover, as has
been emphasized repeatedly in studies and commission reports, aboriginal offenders are, as
a result of these unique systemic and background factors, more adversely affected by
incarceration and less likely to be "rehabilitated" thereby, because the
internment milieu is often culturally inappropriate and regrettably discrimination towards
them is so often rampant in penal institutions.
69 In this case, of course, we are
dealing with factors that must be considered by a judge sentencing an aboriginal offender.
While background and systemic factors will also be of importance for a judge in sentencing
a non-aboriginal offender, the judge who is called upon to sentence an aboriginal offender
must give attention to the unique background and systemic factors which may have played a
part in bringing the particular offender before the courts. In cases where such factors
have played a significant role, it is incumbent upon the sentencing judge to consider
these factors in evaluating whether imprisonment would actually serve to deter, or to
denounce crime in a sense that would be meaningful to the community of which the offender
is a member. In many instances, more restorative sentencing principles will gain primary
relevance precisely because the prevention of crime as well as individual and social
healing cannot occur through other means.
(b) Appropriate Sentencing Procedures and
Sanctions
70 Closely related to the background
and systemic factors which have contributed to an excessive aboriginal incarceration rate
are the different conceptions of appropriate sentencing procedures and sanctions held by
aboriginal people. A significant problem experienced by aboriginal people who come into
contact with the criminal justice system is that the traditional sentencing ideals of
deterrence, separation, and denunciation are often far removed from the understanding of
sentencing held by these offenders and their community. The aims of restorative justice as
now expressed in paras. (d), (e), and (f) of s. 718 of the Criminal
Code apply to all offenders, and not only aboriginal offenders. However, most
traditional aboriginal conceptions of sentencing place a primary emphasis upon the
ideals of restorative justice. This tradition is extremely important to the analysis under
s. 718.2(e).
71 The concept and principles of a
restorative approach will necessarily have to be developed over time in the jurisprudence,
as different issues and different conceptions of sentencing are addressed in their
appropriate context. In general terms, restorative justice may be described as an approach
to remedying crime in which it is understood that all things are interrelated and that
crime disrupts the harmony which existed prior to its occurrence, or at least which it is
felt should exist. The appropriateness of a particular sanction is largely determined by
the needs of the victims, and the community, as well as the offender. The focus is on the
human beings closely affected by the crime. See generally, e.g., Bridging the Cultural
Divide, supra, at pp. 12-25; The Justice System and Aboriginal People,
supra, at pp. 17-46; Kwochka, supra; M. Jackson, "In Search of the
Pathways to Justice: Alternative Dispute Resolution in Aboriginal Communities",
(1992) U.B.C. L. Rev. (Special Edition) 147.
72 The existing overemphasis on
incarceration in Canada may be partly due to the perception that a restorative approach is
a more lenient approach to crime and that imprisonment constitutes the ultimate
punishment. Yet in our view a sentence focussed on restorative justice is not necessarily
a "lighter" punishment. Some proponents of restorative justice argue that when
it is combined with probationary conditions it may in some circumstances impose a greater
burden on the offender than a custodial sentence. See Kwochka, supra, who writes at
p. 165:
At this point there is some divergence among proponents
of restorative justice. Some seek to abandon the punishment paradigm by focusing on the
differing goals of a restorative system. Others, while cognizant of the differing goals,
argue for a restorative system in terms of a punishment model. They argue that
non-custodial sentences can have an equivalent punishment value when produced and
administered by a restorative system and that the healing process can be more intense than
incarceration. Restorative justice necessarily involves some form of restitution and
reintegration into the community. Central to the process is the need for offenders to take
responsibility for their actions. By comparison, incarceration obviates the need to accept
responsibility. Facing victim and community is for some more frightening than the
possibility of a term of imprisonment and yields a more beneficial result in that the
offender may become a healed and functional member of the community rather than a bitter
offender returning after a term of imprisonment.
73 In describing in general terms
some of the basic tenets of traditional aboriginal sentencing approaches, we do not wish
to imply that all aboriginal offenders, victims, and communities share an identical
understanding of appropriate sentences for particular offences and offenders. Aboriginal
communities stretch from coast to coast and from the border with the United States to the
far north. Their customs and traditions and their concept of sentencing vary widely. What
is important to recognize is that, for many if not most aboriginal offenders, the current
concepts of sentencing are inappropriate because they have frequently not responded to the
needs, experiences, and perspectives of aboriginal people or aboriginal communities.
74 It is unnecessary to engage here
in an extensive discussion of the relatively recent evolution of innovative sentencing
practices, such as healing and sentencing circles, and aboriginal community council
projects, which are available especially to aboriginal offenders. What is important to
note is that the different conceptions of sentencing held by many aboriginal people share
a common underlying principle: that is, the importance of community-based sanctions.
Sentencing judges should not conclude that the absence of alternatives specific to an
aboriginal community eliminates their ability to impose a sanction that takes into account
principles of restorative justice and the needs of the parties involved. Rather, the point
is that one of the unique circumstances of aboriginal offenders is that community-based
sanctions coincide with the aboriginal concept of sentencing and the needs of aboriginal
people and communities. It is often the case that neither aboriginal offenders nor their
communities are well served by incarcerating offenders, particularly for less serious or
non-violent offences. Where these sanctions are reasonable in the circumstances, they
should be implemented. In all instances, it is appropriate to attempt to craft the
sentencing process and the sanctions imposed in accordance with the aboriginal
perspective.
(2) The Search for a Fit Sentence
75 The role of the judge who
sentences an aboriginal offender is, as for every offender, to determine a fit sentence
taking into account all the circumstances of the offence, the offender, the victims, and
the community. Nothing in Part XXIII of the Criminal Code alters this
fundamental duty as a general matter. However, the effect of s. 718.2(e),
viewed in the context of Part XXIII as a whole, is to alter the method of analysis
which sentencing judges must use in determining a fit sentence for aboriginal offenders.
Section 718.2(e) requires that sentencing determinations take into account the unique
circumstances of aboriginal peoples.
76 In R. v. M. (C.A.),
[1996] 1 S.C.R. 500, at p. 567, Lamer C.J. restated the long-standing principle of
Canadian sentencing law that the appropriateness of a sentence will depend on the
particular circumstances of the offence, the offender, and the community in which the
offence took place. Disparity of sentences for similar crimes is a natural consequence of
this individualized focus. As he stated:
It has been repeatedly stressed that there is no such
thing as a uniform sentence for a particular crime. . . . Sentencing is an
inherently individualized process, and the search for a single appropriate sentence for a
similar offender and a similar crime will frequently be a fruitless exercise of academic
abstraction. As well, sentences for a particular offence should be expected to vary to
some degree across various communities and regions of this country, as the "just and
appropriate" mix of accepted sentencing goals will depend on the needs and current
conditions of and in the particular community where the crime occurred.
77 The comments of Lamer C.J. are
particularly apt in the context of aboriginal offenders. As explained herein, the
circumstances of aboriginal offenders are markedly different from those of other
offenders, being characterized by unique systemic and background factors. Further, an
aboriginal offender's community will frequently understand the nature of a just sanction
in a manner significantly different from that of many non-aboriginal communities. In
appropriate cases, some of the traditional sentencing objectives will be correspondingly
less relevant in determining a sentence that is reasonable in the circumstances, and the
goals of restorative justice will quite properly be given greater weight. Through its
reform of the purpose of sentencing in s. 718, and through its specific directive to
judges who sentence aboriginal offenders, Parliament has, more than ever before, empowered
sentencing judges to craft sentences in a manner which is meaningful to aboriginal
peoples.
78 In describing the effect of
s. 718.2(e) in this way, we do not mean to suggest that, as a general
practice, aboriginal offenders must always be sentenced in a manner which gives greatest
weight to the principles of restorative justice, and less weight to goals such as
deterrence, denunciation, and separation. It is unreasonable to assume that aboriginal
peoples themselves do not believe in the importance of these latter goals, and even if
they do not, that such goals must not predominate in appropriate cases. Clearly there are
some serious offences and some offenders for which and for whom separation, denunciation,
and deterrence are fundamentally relevant.
79 Yet, even where an offence is
considered serious, the length of the term of imprisonment must be considered. In some
circumstances the length of the sentence of an aboriginal offender may be less and in
others the same as that of any other offender. Generally, the more violent and serious the
offence the more likely it is as a practical reality that the terms of imprisonment for
aboriginals and non-aboriginals will be close to each other or the same, even taking into
account their different concepts of sentencing.
80 As with all sentencing decisions,
the sentencing of aboriginal offenders must proceed on an individual (or a case-by-case)
basis: For this offence, committed by this offender, harming this
victim, in this community, what is the appropriate sanction under the Criminal
Code? What understanding of criminal sanctions is held by the community? What is the
nature of the relationship between the offender and his or her community? What combination
of systemic or background factors contributed to this particular offender coming before
the courts for this particular offence? How has the offender who is being sentenced been
affected by, for example, substance abuse in the community, or poverty, or overt racism,
or family or community breakdown? Would imprisonment effectively serve to deter or
denounce crime in a sense that would be significant to the offender and community, or are
crime prevention and other goals better achieved through healing? What sentencing options
present themselves in these circumstances?
81 The analysis for sentencing
aboriginal offenders, as for all offenders, must be holistic and designed to achieve a fit
sentence in the circumstances. There is no single test that a judge can apply in order to
determine the sentence. The sentencing judge is required to take into account all of the
surrounding circumstances regarding the offence, the offender, the victims, and the
community, including the unique circumstances of the offender as an aboriginal person.
Sentencing must proceed with sensitivity to and understanding of the difficulties
aboriginal people have faced with both the criminal justice system and society at large.
When evaluating these circumstances in light of the aims and principles of sentencing as
set out in Part XXIII of the Criminal Code and in the jurisprudence, the judge
must strive to arrive at a sentence which is just and appropriate in the circumstances. By
means of s. 718.2(e), sentencing judges have been provided with a degree of
flexibility and discretion to consider in appropriate circumstances alternative sentences
to incarceration which are appropriate for the aboriginal offender and community and yet
comply with the mandated principles and purpose of sentencing. In this way, effect may be
given to the aboriginal emphasis upon healing and restoration of both the victim and the
offender.
(3) The Duty of the Sentencing Judge
82 The foregoing discussion of
guidelines for the sentencing judge has spoken of that which a judge must do when
sentencing an aboriginal offender. This element of duty is a critical component of
s. 718.2(e). The provision expressly provides that a court that imposes a
sentence should consider all available sanctions other than imprisonment that are
reasonable in the circumstances, and should pay particular attention to the
circumstances of aboriginal offenders. There is no discretion as to whether to consider
the unique situation of the aboriginal offender; the only discretion concerns the
determination of a just and appropriate sentence.
83 How then is the consideration of
s. 718.2(e) to proceed in the daily functioning of the courts? The manner in
which the sentencing judge will carry out his or her statutory duty may vary from case to
case. In all instances it will be necessary for the judge to take judicial notice of the
systemic or background factors and the approach to sentencing which is relevant to
aboriginal offenders. However, for each particular offence and offender it may be that
some evidence will be required in order to assist the sentencing judge in arriving at a
fit sentence. Where a particular offender does not wish such evidence to be adduced, the
right to have particular attention paid to his or her circumstances as an aboriginal
offender may be waived. Where there is no such waiver, it will be extremely helpful to the
sentencing judge for counsel on both sides to adduce relevant evidence. Indeed, it is to
be expected that counsel will fulfil their role and assist the sentencing judge in this
way.
84 However, even where counsel do not
adduce this evidence, where for example the offender is unrepresented, it is incumbent
upon the sentencing judge to attempt to acquire information regarding the circumstances of
the offender as an aboriginal person. Whether the offender resides in a rural area, on a
reserve or in an urban centre the sentencing judge must be made aware of alternatives to
incarceration that exist whether inside or outside the aboriginal community of the
particular offender. The alternatives existing in metropolitan areas must, as a matter of
course, also be explored. Clearly the presence of an aboriginal offender will require
special attention in pre-sentence reports. Beyond the use of the pre-sentence report, the
sentencing judge may and should in appropriate circumstances and where practicable request
that witnesses be called who may testify as to reasonable alternatives.
85 Similarly, where a sentencing
judge at the trial level has not engaged in the duty imposed by s. 718.2(e) as
fully as required, it is incumbent upon a court of appeal in considering an appeal against
sentence on this basis to consider any fresh evidence which is relevant and admissible on
sentencing. In the same vein, it should be noted that, although s. 718.2(e)
does not impose a statutory duty upon the sentencing judge to provide reasons, it will be
much easier for a reviewing court to determine whether and how attention was paid to the
circumstances of the offender as an aboriginal person if at least brief reasons are given.
(4) The Issue of "Reverse
Discrimination"
86 Something must also be said as to
the manner in which s. 718.2(e) should not be interpreted. The
appellant and the respondent diverged significantly in their interpretation of the
appropriate role to be played by s. 718.2(e). While the respondent saw the
provision largely as a restatement of existing sentencing principles, the appellant
advanced the position that s. 718.2(e) functions as an affirmative action
provision justified under s. 15(2) of the Charter. The respondent cautioned
that, in his view, the appellant's understanding of the provision would result in
"reverse discrimination" so as to favour aboriginal offenders over other
offenders.
87 There is no constitutional
challenge to s. 718.2(e) in these proceedings, and accordingly we do not
address specifically the applicability of s. 15 of the Charter. We would note,
though, that the aim of s. 718.2(e) is to reduce the tragic overrepresentation
of aboriginal people in prisons. It seeks to ameliorate the present situation and to deal
with the particular offence and offender and community. The fact that a court is called
upon to take into consideration the unique circumstances surrounding these different
parties is not unfair to non-aboriginal people. Rather, the fundamental purpose of
s. 718.2(e) is to treat aboriginal offenders fairly by taking into account
their difference.
88 But s. 718.2(e) should not
be taken as requiring an automatic reduction of a sentence, or a remission of a warranted
period of incarceration, simply because the offender is aboriginal. To the extent that the
appellant's submission on affirmative action means that s. 718.2(e) requires an
automatic reduction in sentence for an aboriginal offender, we reject that view. The
provision is a direction to sentencing judges to consider certain unique circumstances
pertaining to aboriginal offenders as a part of the task of weighing the multitude of
factors which must be taken into account in striving to impose a fit sentence. It cannot
be forgotten that s. 718.2(e) must be considered in the context of that
section read as a whole and in the context of s. 718, s. 718.1, and the overall
scheme of Part XXIII. It is one of the statutorily mandated considerations that a
sentencing judge must take into account. It may not always mean a lower sentence for an
aboriginal offender. The sentence imposed will depend upon all the factors which
must be taken into account in each individual case. The weight to be given to these
various factors will vary in each case. At the same time, it must in every case be
recalled that the direction to consider these unique circumstances flows from the
staggering injustice currently experienced by aboriginal peoples with the criminal justice
system. The provision reflects the reality that many aboriginal people are alienated from
this system which frequently does not reflect their needs or their understanding of an
appropriate sentence.
(5) Who Comes Within the Purview of
Section 718.2(e)?
89 The question of whether
s. 718.2(e) applies to all aboriginal persons, or only to certain classes
thereof, is raised by this appeal. The following passage of the reasons of the judge at
trial appears to reflect some ambiguity as to the applicability of the provision to
aboriginal people who do not live in rural areas or on a reserve:
The factor that is mentioned in the Criminal Code
is that particular attention to the circumstances of aboriginal offenders should be
considered. In this case both the deceased and the accused were aboriginals, but they are
not living within the aboriginal community as such. They are living off a reserve and the
offence occurred in an urban setting. They [sic] do not appear to have been any
special circumstances because of their aboriginal status and so I am not giving any
special consideration to their background in passing this sentence.
It could be understood from that passage that, in this
case, there were no special circumstances to warrant the application of s. 718.2(e),
and the fact that the context of the offence was not in a rural setting or on a reserve
was only one of those missing circumstances. However, this passage was interpreted by the
majority of the Court of Appeal as implying that, "as a matter of principle, s.
718.2(e) can have no application to aboriginals `not living within the aboriginal
community'" (p. 137). This understanding of the provision was unanimously rejected by
the members of the Court of Appeal. With respect to the trial judge, who was given little
assistance from counsel on this issue, we agree with the Court of Appeal that such a
restrictive interpretation of the provision would be inappropriate.
90 The class of aboriginal people who
come within the purview of the specific reference to the circumstances of aboriginal
offenders in s. 718.2(e) must be, at least, all who come within the scope of
s. 25 of the Charter and s. 35 of the Constitution Act, 1982. The
numbers involved are significant. National census figures from 1996 show that an estimated
799,010 people were identified as aboriginal in 1996. Of this number, 529,040 were Indians
(registered or non-registered), 204,115 Metis and 40,220 Inuit.
91 Section 718.2(e) applies to
all aboriginal offenders wherever they reside, whether on- or off-reserve, in a large city
or a rural area. Indeed it has been observed that many aboriginals living in urban areas
are closely attached to their culture. See the Royal Commission on Aboriginal Peoples, Report
of the Royal Commission on Aboriginal People, vol. 4, Perspectives and
Realities (1996), at p. 521:
Throughout the Commission's hearings, Aboriginal people
stressed the fundamental importance of retaining and enhancing their cultural identity
while living in urban areas. Aboriginal identity lies at the heart of Aboriginal people's
existence; maintaining that identity is an essential and self-validating pursuit for
Aboriginal people in cities.
And at p. 525:
Cultural identity for urban Aboriginal people is also
tied to a land base on ancestral territory. For many, the two concepts are inseparable....
Identification with an ancestral place is important to urban people because of the
associated ritual, ceremony and traditions, as well as the people who remain there, the
sense of belonging, the bond to an ancestral community, and the accessibility of family,
community and elders.
92 Section 718.2(e)
requires the sentencing judge to explore reasonable alternatives to incarceration in the
case of all aboriginal offenders. Obviously, if an aboriginal community has a program or
tradition of alternative sanctions, and support and supervision are available to the
offender, it may be easier to find and impose an alternative sentence. However, even if
community support is not available, every effort should be made in appropriate
circumstances to find a sensitive and helpful alternative. For all purposes, the term
"community" must be defined broadly so as to include any network of support and
interaction that might be available in an urban centre. At the same time, the residence of
the aboriginal offender in an urban centre that lacks any network of support does not
relieve the sentencing judge of the obligation to try to find an alternative to
imprisonment.
VI. Summary
93 Let us see if a general summary
can be made of what has been discussed in these reasons.
1 Part XXIII of the Criminal
Code codifies the fundamental purpose and principles of sentencing and the factors
that should be considered by a judge in striving to determine a sentence that is fit for
the offender and the offence.
2 Section 718.2(e) mandatorily
requires sentencing judges to consider all available sanctions other than imprisonment and
to pay particular attention to the circumstances of aboriginal offenders.
3 Section 718.2(e) is not
simply a codification of existing jurisprudence. It is remedial in nature. Its purpose is
to ameliorate the serious problem of overrepresentation of aboriginal people in prisons,
and to encourage sentencing judges to have recourse to a restorative approach to
sentencing. There is a judicial duty to give the provision's remedial purpose real force.
4 Section 718.2(e) must be
read and considered in the context of the rest of the factors referred to in that section
and in light of all of Part XXIII. All principles and factors set out in
Part XXIII must be taken into consideration in determining the fit sentence.
Attention should be paid to the fact that Part XXIII, through ss. 718, 718.2(e),
and 742.1, among other provisions, has placed a new emphasis upon decreasing the use of
incarceration.
5 Sentencing is an individual process
and in each case the consideration must continue to be what is a fit sentence for this
accused for this offence in this community. However, the effect of s. 718.2(e)
is to alter the method of analysis which sentencing judges must use in determining a fit
sentence for aboriginal offenders.
6 Section 718.2(e) directs
sentencing judges to undertake the sentencing of aboriginal offenders individually, but
also differently, because the circumstances of aboriginal people are unique. In sentencing
an aboriginal offender, the judge must consider:
(A)The unique systemic or background factors which may
have played a part in bringing the particular aboriginal offender before the courts; and
(B) The types of sentencing procedures and sanctions
which may be appropriate in the circumstances for the offender because of his or her
particular aboriginal heritage or connection.
7 In order to undertake these
considerations the trial judge will require information pertaining to the accused. Judges
may take judicial notice of the broad systemic and background factors affecting aboriginal
people, and of the priority given in aboriginal cultures to a restorative approach to
sentencing. In the usual course of events, additional case-specific information will come
from counsel and from a pre-sentence report which takes into account the factors set out
in #6, which in turn may come from representations of the relevant aboriginal community
which will usually be that of the offender. The offender may waive the gathering of that
information.
8 If there is no alternative to
incarceration the length of the term must be carefully considered.
9 The section is not to be taken as a
means of automatically reducing the prison sentence of aboriginal offenders; nor should it
be assumed that an offender is receiving a more lenient sentence simply because
incarceration is not imposed.
10 The absence of alternative
sentencing programs specific to an aboriginal community does not eliminate the ability of
a sentencing judge to impose a sanction that takes into account principles of restorative
justice and the needs of the parties involved.
11 Section 718.2(e) applies to
all aboriginal persons wherever they reside, whether on- or off-reserve, in a large city
or a rural area. In defining the relevant aboriginal community for the purpose of
achieving an effective sentence, the term "community" must be defined broadly so
as to include any network of support and interaction that might be available, including in
an urban centre. At the same time, the residence of the aboriginal offender in an urban
centre that lacks any network of support does not relieve the sentencing judge of the
obligation to try to find an alternative to imprisonment.
12 Based on the foregoing, the jail
term for an aboriginal offender may in some circumstances be less than the term imposed on
a non-aboriginal offender for the same offence.
13 It is unreasonable to assume that
aboriginal peoples do not believe in the importance of traditional sentencing goals such
as deterrence, denunciation, and separation, where warranted. In this context, generally,
the more serious and violent the crime, the more likely it will be as a practical matter
that the terms of imprisonment will be the same for similar offences and offenders,
whether the offender is aboriginal or non-aboriginal.
VII. Was There an Error Made in This Case?
94 From the foregoing analysis it can
be seen that the sentencing judge, who did not have the benefit of these reasons, fell
into error. He may have erred in limiting the application of s. 718.2(e) to
the circumstances of aboriginal offenders living in rural areas or on-reserve. Moreover,
and perhaps as a consequence of the first error, he does not appear to have considered the
systemic or background factors which may have influenced the appellant to engage in
criminal conduct, or the possibly distinct conception of sentencing held by the appellant,
by the victim Beaver's family, and by their community. However it should be emphasized
that the sentencing judge did take active steps to obtain at least some information
regarding the appellant's aboriginal heritage. In this regard he received little if any
assistance from counsel on this issue although they too were acting without the benefit of
these reasons.
95 The majority of the Court of
Appeal, in dismissing the appellant's appeal, also does not appear to have considered many
of the factors referred to above. However the dissenting reasons of Rowles J.A., discuss
the relevant factors in some detail. The majority also appears to have dismissed the
appellant's application to adduce fresh evidence. The majority of the Court of Appeal may
or may not have erred in ultimately deciding to dismiss the fresh evidence application.
The correctness of its ultimate decision depends largely upon the admissibility of the
fresh evidence and its relevance to the weighing of the various sentencing goals. However,
assuming admissibility and relevance, it was certainly incumbent upon the majority to
consider the evidence, and especially so given the failure of the trial judge to do so.
Moreover, if the fresh evidence before the Court of Appeal was itself insufficient to
inform the court adequately regarding the circumstances of the appellant as an aboriginal
offender, the proper remedy would have been to remit the matter to the trial judge with
instructions to make all the reasonable inquiries necessary for the sentencing of this
aboriginal offender.
96 In most cases, errors such as
those in the courts below would be sufficient to justify sending the matter back for a new
sentencing hearing. It is difficult for this Court to determine a fit sentence for the
appellant according to the suggested guidelines set out herein on the basis of the very
limited evidence before us regarding the appellant's aboriginal background. However, as
both the trial judge and all members of the Court of Appeal acknowledged, the offence in
question is a most serious one, properly described by Esson J.A. as a "near
murder" (p. 138). Moreover, the offence involved domestic violence and a breach of
the trust inherent in a spousal relationship. That aggravating factor must be taken into
account in the sentencing of the aboriginal appellant as it would be for any offender. For
that offence by this offender a sentence of three years' imprisonment was not
unreasonable.
97 More importantly, the appellant
was granted day parole on August 13, 1997, after she had served six months in the
Burnaby Correctional Centre for Women. She was directed to reside with her father, to take
alcohol and substance abuse counselling and to comply with the requirements of the
Electronic Monitoring Program. On February 25, 1998, the appellant was granted full
parole with the same conditions as the ones applicable to her original release on day
parole.
98 In this case, the results of the
sentence with incarceration for six months and the subsequent controlled release were in
the interests of both the appellant and society. In these circumstances, we do not
consider that it would be in the interests of justice to order a new sentencing hearing in
order to canvass the appellant's circumstances as an aboriginal offender.
99 In the result, the appeal is
dismissed.
Appeal dismissed.
Solicitor for the appellant: Gil D.
McKinnon, Vancouver.
Solicitor for the respondent: The Ministry
of the Attorney General, Vancouver.
Solicitor for the intervener the Attorney General of
Canada: The Department of Justice, Ottawa.
Solicitor for the intervener the Attorney General for
Alberta: Alberta Justice, Calgary.
Solicitors for the intervener the Aboriginal Legal
Services of Toronto Inc.: Kent Roach and Kimberly R. Murray, Toronto.ééé
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